Governance

Compliance

Regulatory framework coverage and the human sign-off queue. Every decision is logged as an immutable compliance artifact.

Framework coverage

Control coverage per regulatory framework, colored by posture.

EU AI Act

European Commission · audited Jul 14

96%

118/123 controls

GDPR

EDPB · audited Jul 09

99%

87/88 controls

MiFID II

ESMA · audited Jul 11

92%

71/77 controls

DORA

ESAs · audited Jul 05

88%

52/59 controls

SEC 17a-4

SEC · audited Jun 30

100%

34/34 controls

Governance flags requiring human review. Click a row to inspect and sign off.

All · 6

Open · 2

In review · 2

Signed off · 1

Resolved · 1

Flag	Severity	Status	Assignee	Raised
Algo agent lacks Micro-BU FX protocol reference MiFID II · Compliance Sentinel	High	In review	Dr. Elena Vasquez	18m ago
PII sanitization not enforced on ingestion path GDPR · Data Sovereignty Co-Pilot	Critical	Open	James Okafor	42m ago
Cross-tier read attempt blocked at MCP Gateway EU AI Act · MCP Gateway	High	Resolved	Chen Wei	1h ago
Stale taxonomy on ESG disclosure agent EU AI Act · Compliance Sentinel	Medium	In review	James Okafor	3h ago
Missing owner tag on 3 ingested assets DORA · Tagging Policy	Low	Open	Hannah Berg	5h ago
Short-lived token TTL exceeds policy on one server DORA · MCP Gateway	Medium	Signed off	Dr. Elena Vasquez	1d ago