Governance
Validation gate
The Data Sovereignty Co-Pilot returns a structured gap analysis — never a silent block. AI accelerates the audit; a human retains final authority.
VAL-77 · FX Trading
FX Algo Trading Agent
Submitted by Marcus Reilly · 24m agoGap analysis
Remediation progress1 of 4 resolved
Blocker gaps2
Must be resolved before the deployment can route for human sign-off.2
Ground execution on FX Hedging Protocol v4
Open
Agent context omits DOC-3401 (FX Hedging Protocol v4 — EUR/CHF).
Remediation · Attach the Micro-BU FX protocol to the agent's retrieval scope and re-run validation.MiFID II Best-Execution Standard · DOC-2312
Enforce PII sanitization before embedding
Open
Runbook ingestion path (DOC-3502) does not assert the sanitization step.
Remediation · Enable the sanitization stage in the ingestion pipeline; block embedding until it passes.GDPR Data Processing Standard · DOC-1067
Required gaps1
Required controls — resolve or escalate with justification.1
Bind place_order tool to human-in-the-loop
Open
place_order is granted without an approval safeguard.
Remediation · Mark place_order as approval-required so the gateway pauses for cryptographic sign-off.Corporate Model-Risk Policy · DOC-2210
Advisory gaps1
Advisory findings — residual risk may be formally accepted.1
Register agent as a governed Non-Human Identity
Risk accepted
NHI is registered but token TTL (30m) exceeds the 15m policy.
Remediation · Reduce token TTL to 15m and enable dynamic refresh.Information Security Handbook · DOC-2288